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note that this job posting can be closed without notice and earlier than the closing date indicated in the posting if a suitable candidate is found. We encourage applicants to submit and complete the application promptly.
Are you ready to grow, make a positive impact? If you are seeking to gain knowledge, build your career, and network among goal-oriented professionals, this is the place for you!
Innovation, collaboration, and a commitment to excellence best describes the culture here at the Comptroller’s Office. We take pride in the work we do serving as Texas' accountant, tax collector, treasurer, and much more! The Comptroller’s office serves virtually every citizen in the state.
About TTSTC
The Texas Treasury Safekeeping Trust Company (TTSTC) is a special-purpose entity that manages, safeguards, and invests public funds and securities belonging to the state of Texas, its agencies and local political subdivisions of the state.
General Description
Join the Texas Treasury Safekeeping Trust Company as an Assistant General Counsel & Compliance Attorney! Working within the TTSTC Legal Department, the Assistant General Counsel manages day-to-day operation of TTSTC’s compliance program, updates policies and procedures, and conducts surveillance of operations and employees for compliance. The Assistant General Counsel reviews and responds to AML/KYC, tax filings, and other regulatory requests from fund managers and vendors.
Work Hours
Agency standard work hours are Monday through Friday from 8am to 5pm, 40 hours per week with occasional evening and weekend hours. This position may be eligible for a flexible/hybrid work schedule if certain conditions are met.
Qualifications
Minimum Qualifications
- Graduation from an accredited law school with a LL.B. or J.D. degree.
- Ten (10) years of experience in the practice of law as a compliance attorney with a governmental pension system, treasurer, or other governmental investment agency.
Preferred Qualifications - Experience with strong organizational skills and attention to detail.
- Experience with SEC and/or FINRA compliance.
- Familiarity with investment-management concepts as well as issues unique to government agencies.
- Experience reviewing and negotiating limited partnership agreements, investment management agreements, subscription documents, ISDAs and MCAs, MRAs, and MSFTAs.
LICENSES / CERTIFICATIONS A valid Texas (or state of residency) driver’s license and a satisfactory driving record are a condition of employment. Applicants offered an interview must present the following documents at or before the interview: A state issued driving record for the last 36 months; valid Texas driver’s license (or state of residency driver’s license); and current proof of automobile insurance.
In this role you will Compliance Responsibilities: - Provides legal counsel on compliance matters.
- Leads the planning, coordinating, implementing and documenting investment compliance activities.
- Maintains TTSTC’s compliance with all applicable laws, rules, and regulations.
- Conducts surveillance of TTSTC operations to ensure compliance with all policies and procedures.
- Performs annual compliance reviews of asset management firms and broker/dealers conducting business with TTSTC.
Divestment Responsibilities: - Monitors state legislation related to Divestment statutes.
- Directs, plans, and leads development of processes and procedures to create additional legislatively mandated Divestment Lists.
Legal & Regulatory Responsibilities - Provides legal advice and counsel on any matters related to TTSTC’s operations.
- Prepares annual review of broker/dealer applications.
Maximize Your Earnings! At the Comptroller's office, we know potential employees are looking for more than just a paycheck. The agency offers a strong benefits package for you and your family. Insurance, retirement plans, and a flexible work schedule are just the start.
Important Note to the Candidate: Salary is contingent upon qualifications. If you are scheduled for an interview and require any reasonable accommodation in our interview process, please inform the hiring representative who calls you to schedule your interview.
MILITARY PREFERENCE To receive MILITARY PREFERENCE, you are required to provide proof by attaching the necessary documentation to this job application.
The Comptroller’s Office is proud to be an equal opportunity workplace. We are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity.#J-18808-Ljbffr